Industry Regulatory Authority (FINRA), and other regulatory bodies. QUALIFICATIONS Required Qualifications: The..., Finance or Banking, or equivalent education and related experience. 2. FINRA Series 7, 66 (63 and 65 in lieu of 66) licenses...
independently with minimum supervision Preferred Qualifications: FINRA Licensing (Series 99 or 7), broker dealer experience..., and/or good knowledge and understanding of broker-dealer accounts and securities transactions. Familiarity with FINRA and SEC...
services industry FINRA: Maintains proper licenses including Series 7, Series 66, Life, Health, and Variable insurance...
. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable Insurance licenses (Life..., Health, and Variable) must be active and maintained, or must be obtained within 100-150 days of job entry date. Active FINRA...
markets and brokerage accounts. 4. Knowledge of the features and attributes of annuity products. 5. FINRA SIE, Financial... Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. (Candidates that only have 1 of the required licenses...
systems or operations 3. FINRA Series 99 or 7 General Description of Available Benefits for Eligible Employees of Truist...
. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable Insurance licenses (Life..., Health, and Variable) must be active and maintained, or must be obtained within 100-150 days of job entry date. Active FINRA...
-related experience 12. Must possess and maintain appropriate FINRA registrations (e.g. Series 6 and 63) 13. Life, Health...
systems or operations 3. FINRA Series 99 or 7 General Description of Available Benefits for Eligible Employees of Truist...
products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. Candidates...