products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses (or 63 & 65 in lieu... for this position is $50,000.00 - $60,000.00. The annual base salary will be higher if candidates have all of the FINRA registrations...
of 1934, FINRA Rule 3110(e), and the Investment Advisors Act of 1940. Truist is an Equal Opportunity Employer that does...
registered representatives. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 7, Series 66 or 65/63, and Series... 24 registrations must be active and maintained, or must be obtained within 100-180 days of job entry date. Active FINRA...
products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. Candidates...
(AWS, Azure, Google, Oracle) 6. Experience supporting Capital Markets Regulatory Environment – (SEC, FINRA, CFTC, NFA, FED...
products for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63..., or must be obtained within 100-150 days of job entry date. Active FINRA licenses must be transferred within 60 days of job entry...
. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable Insurance... date. Active FINRA licenses must be transferred within 60 days of job entry date. Must be SAFE Mortgage Licensing Act compliant...
for those licensed prior to October 2019), Series 63, Series 87 and either the Series 86 or a FINRA waiver for those who have completed...
Matching Contributions Paid Leave (Parental Bonding, Military, Jury Duty, Volunteer Time Off, Disability, etc.) FINRA License...: Securities Exchange Act of 1934 (SEA) Rule 17a-3, et. seq., Financial Industry Regulatory Authority (FINRA) Rules 3110(e), Rule...
. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable Insurance... date. Active FINRA licenses must be transferred within 60 days of job entry date. Must be SAFE Mortgage Licensing Act compliant...