for those licensed prior to October 2019), Series 63, Series 87 and either the Series 86 or a FINRA waiver for those who have completed...
reports and filings - e.g. FINRA FOCUS II report;Form SIS, Form SSOI, Form OBS, Form Custody for registered broker/dealers...
FINRA Series 7 and 63 licenses (must obtain within the first 3 months) ABOUT GOLDMAN SACHS At Goldman Sachs, we commit...
. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable Insurance licenses (Life..., Health, and Variable) must be active and maintained, or must be obtained within 100-150 days of job entry date. Active FINRA...
of the features and attributes of annuity products. 6. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7...
with disabilities to perform the essential functions. FINRA Series 7, 24, 53, and 66 licenses (Series 9&10 can be used in lieu of 53... of banking or relevant experience. Audit experience. Strong knowledge in field of assigned business unit(s). FINRA Series 4...
SKILLS & EXPERIENCE WE'RE LOOKING FOR Basic Qualifications: Bachelor's degree required FINRA SIE, Series 7 and Series 66...
-7 years or more of banking experience in portfolio-oriented roles 3. FINRA: Series 7, Series 66, Life, Health...
. A minimum of Securities Industry Essentials (SIE), FINRA Series 7, 66 (63 and 65 in lieu of 66) and applicable Insurance licenses (Life..., Health, and Variable) must be active and maintained, or must be obtained within 100-150 days of job entry date. Active FINRA...
markets and brokerage accounts. 4. Knowledge of the features and attributes of annuity products. 5. FINRA SIE, Financial... Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. Candidates will be considered if they currently...