, Disability, etc.) FINRA License Sponsorship Travel & Employee Assistance and Employee Discount Programs Applications... (FINRA) Rules 3110(e), Rule 4530(a), etc., and FINRA Regulatory Notice 07-55....
accounts. 4. Knowledge of the features and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory... Authority (FINRA) Series 7 and Series 66 licenses. Candidates will be considered if they currently have either the Series 7...
. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable Insurance licenses (Life..., Health, and Variable) must be active and maintained, or must be obtained within 100-150 days of job entry date. Active FINRA...
the hiring of individuals with certain specified criminal history for the position: FDIC;FINRA** Shift: 1st shift...
markets and brokerage accounts. 4. Knowledge of the features and attributes of annuity products. 5. FINRA SIE, Financial... Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. (Candidates will be considered if they have at least 1...
Authority (FINRA), and other regulatory bodies. QUALIFICATIONS Required Qualifications: The requirements listed... industry. 3. FINRA Series 7 and 66. 4. Applicable state health and life insurance licenses, jurisdictional registrations...
and corporate finance skills given the size and complexity of the client base. 3. FINRA licenses required or the ability to attain...
. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable Insurance licenses (Life..., Health, and Variable) must be active and maintained, or must be obtained within 100-150 days of job entry date. Active FINRA...
of other regulatory reports and filings - e.g. FINRA FOCUS II report;Form SIS, Form SSOI, Form OBS, Form Custody for registered broker...
Industry Regulatory Authority (FINRA), and other regulatory bodies. QUALIFICATIONS Required Qualifications: The..., Finance or Banking, or equivalent education and related experience. 2. FINRA Series 7, 66 (63 and 65 in lieu of 66) licenses...