products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 (or 63 & 65) licenses...
. A minimum of Securities Industry Essentials (SIE), FINRA Series 7, Series 24, Series 66 or 65/63 registrations and applicable... of job entry date. Active FINRA licenses must be transferred within 30 days of job entry date. 5. Minimum eight years' experience...
Attention to detail, patience, and ability to multi-task under pressure FINRA Series 7 and 63 licenses (must obtain within the...
products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses (or 63 & 65 in lieu... for this position is $50,000.00 - $60,000.00. The annual base salary will be higher if candidates have all of the FINRA registrations...
: 1. One (1) year of brokerage industry experience 2. FINRA registrations General Description of Available Benefits...
. A minimum of Securities Industry Essentials (SIE), FINRA Series 7, Series 24, Series 66 or 65/63 registrations and applicable... of job entry date. Active FINRA licenses must be transferred within 30 days of job entry date. 5. Minimum eight years' experience...
(FINRA), and other regulatory bodies. QUALIFICATIONS Required Qualifications: The requirements listed... education and related experience. 2. FINRA Series 7, 66 (63 and 65 in lieu of 66) licenses. 3. Applicable state health...
Environment – (SEC, FINRA, CFTC, NFA, FED) 13. Experience supporting / integrating quant libraries 14. Experience with machine...
knowledge of operational processing environment 3. FINRA Series 99 or 7 General Description of Available Benefits...
markets and brokerage accounts. 4. Knowledge of the features and attributes of annuity products. 5. FINRA SIE, Financial... Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. (Series 63 and 65 in lieu of 66) Candidates...