and compliant suitability reports Ensuring all advice documentation is compliant according to FCA guidelines Working with the...
that convey a clear understanding of the unique needs of different audiences Detailed knowledge of FCA, MiFID, MIFIR, EMIR and MAR...
Manager with strong knowledge of CASS regulations to support their expanding portfolio of FCA-regulated clients... of the audit process, lead a team of auditors, and ensure technical compliance with both UK auditing standards and FCA...
as defined within the FCA Training & Competence (T&C) Sourcebook. Client Dealing, previously CF30 A person who performs the...
compliant with FCA and company standards. Keep learning, sharing ideas, and finding new ways to make our customer experience... like FCA rules (CONC), CCA, and GDPR, and how to deliver fair outcomes. Understand how your work contributes to wider team...
sales Cross-selling and securing referrals Managing your portfolio against targets Ensuring full FCA compliance... Strong new business and relationship management skills Broad commercial insurance knowledge Sound understanding of FCA...
of the annual FCA ongoing suitability process and experience providing support. Knowledge of Xplan (or similar practice...
required. Adhere to all existing policies and directives and support the implementation of new ones where needed. Fully adheres to FCA... rules and guidelines. Your profile Degree level education. FCA competent, holding IAD or IMC qualification...
Join our dedicated team at CAFCASS as an Agency FCA in England, where you will play a crucial role in safeguarding...
, communication and presentation skills;Good understanding of compliance and FCA regulation;How we support our colleagues...