and procedures and strictly adhere to the Company's selling practices and methods in accordance with FCA rules. Your Profile...., Salesforce) and Microsoft Office Suite. Knowledge of FCA Regulations, gained in a similar sales environment...
Compliance & Audit Management Ensure full compliance with local employment legislation, FCA/financial services regulatory...
, fair, and compliant complaint handling in line with FCA requirements and internal policy Own complaints end-to-end... culture while maintaining pace, quality, and accountability Skills & Experience Strong knowledge of FCA complaint...
areas related to FCA or EU consultations and policy statements, ESG etc. Undertakes research and summaries for senior legal... and commercial contracts. Knowledge of EU and UK regulatory rules, in particular those issued by the CSSF, CBI and FCA. Experience...
to FCA regulations Do you have what it takes to be a Evans Halshaw colleague? We’re looking for someone who...
packages Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA...
to potential market abuse Draft and submit STOR's to the regulator such as the FCA as agreed by the financial crime risk manager...
as an insurance broker Fully conversant with FCA principles, procedures and process Good level of technical knowledge, especially...
Collaborating with advisers to refine recommendations and clarify client needs Ensuring all advice meets FCA requirements... reports Strong knowledge of pensions, investments, protection, and tax planning Awareness of FCA regulations, including COBS...
Join our dedicated team at CAFCASS as an Agency FCA in England, where your expertise in qualified social work will make...