and regulatory knowledge Ensure FCA compliance Manage invoicing and premium processes Conduct regular risk assessments Ideal... experience preferred Commitment to continuous professional development In-depth understanding of FCA regulations...
(FCA) guidelines and compliance procedures Handling client matters openly, honestly, and with integrity Role...
the following;Ensure appropriate internal oversight is established in accordance with FCA guidelines... in regulations. Manage authorisations with the FCA. Support the Head of Compliance in managing awareness and understanding...
.- Ensure staff understand and comply with FCA requirements for selling practices. Monitor adviser performance through client... Persons. Supervise onboarding and training of new advisers. They are seeking a team player with a strong understanding of FCA...
to all Compliance department requests on time - Complying with the Financial Services and Markets Act 2000, the FCA’s Conduct rules... / FCA Statements of Principle & Code of Practice and the relevant rules from the FCA at all times - Having a positive...
). This part-time role is crucial to ensuring our firm's adherence to FCA regulations, managing compliance risks, and safeguarding... and oversee the firm's compliance framework, policies, and procedures. Monitor adherence to FCA regulations, including SYSC...
UK financial services sector and FCA regulatory agenda. Proven consulting experience, with expertise in lending...
- Strong understanding of the UK financial services sector, including knowledge of the FCA's regulatory agenda, particularly Consumer Duty...
projects in the digital and payments space, including an FCA-regulated programme, focusing on the delivery of various... management skills Experience of working in both Agile and Waterfall environments Experience in FCA-regulated/financial crime...
at all levels knowledge of the FCA’s regulatory rules relevant to asset managers attention to detail and strong analytical skills...