principles. General Understanding of FCA GI Regulation Skills: Underwriting experience and knowledge. Excellent...
while managing VAT submissions, FCA reporting, and payroll reviews Identify and assess financial risks, developing strategies...
as needed. Represent the department at exhibitions and events. Complete required professional development to maintain FCA compliance... of touring outfits or travel insurance is a plus. Experience translating FCA compliance into actionable tasks. Ability to write...
to FCA authorised fund documents. This will include: · Support fee-earners with updates and reviews of fund prospectuses...
IS NOT ESSENTIAL BUT IT WOULD BE GREAT IF YOU HAVE: Knowledge of FCA regulations relating to Compliance, Data Protection, Anti Money...
performance targets Nurture client relationships and generate repeat business Ensure FCA compliance and maintain accurate...
High level of FCA Principle and Procedures Good level of technical knowledge, especially in the major and pecuniary...
relevant to the role - adhere to compliance procedures and comply with the regulations of the Financial Conduct Authority (FCA...
submissions, quotes, and reports. Providing expert advice and solutions tailored to client needs. Ensuring compliance with FCA...
management support for RBC WME climate-related disclosures as required under the FCA. Assist in the co-ordination...