required standards for providing fair financial advice and services to our customers, adhering to FCA regulations Do you have what it...
agenda of the FCA. From tracking regulatory developments to researching measures to take to filing regulatory reporting..., this role will support relationship with the FCA. In addition, you will act as the heart of risk and compliance recordkeeping...
in financial difficulty / arrears Adhere to FCA guidelines ensuring that all work is compliant and aligned to regulatory standards... in a regulated environment Demonstrable knowledge of FCA rules relating to unsecured and secured loans and mortgages (including CONC...
team within a Financial Services/ Banking environment. A thorough understanding of FCA regulatory frameworks. Proven...
FINANCIAL DISCLOSURE John Clark ( Aberdeen ) Limited is authorised and regulated by the Financial Conduct Authority ( FCA... Services Register by visiting the FCA's website, https://register.fca.org.uk or by contacting the FCA on 0800 111 6768...
with estate agency introducers and internal stakeholders Maintain FCA-compliant advice standards and excellent client outcomes...
you should have: - Knowledge of market abuse and relevant industry regulations, such as: MAR, MIFID, the FCA Handbook and other relevant global...
and support to junior members of the team Ensuring all work complies with FCA regulations and company standards Building...
required standards for providing fair financial advice and services to our customers, adhering to FCA regulations Do you have what it...
meet the highest standards of quality, suitability and compliance with FCA regulations. You will review advice cases... Planning or equivalent). Previous experience in a compliance or file-checking role within an FCA-regulated firm. Knowledge...