Account Maintenance Specialist
, policies, and procedures to adhere to and promote the FCA Consumer Duty within the organisation....
, policies, and procedures to adhere to and promote the FCA Consumer Duty within the organisation....
from internal sources. Ensure that the Sales Team present the approved Finance presentation, in accordance with FCA regulations...
and complaints processes in line with FCA, DISP and Consumer Duty expectations. Work closely with Compliance and Risk to ensure... operations leadership within an FCA regulated environment Strong knowledge of such FCA regulation, Consumer Duty and complaints...
from internal sources. Ensure that the Sales Team present the approved Finance presentation, in accordance with FCA regulations...
required standards for providing fair financial advice and services to our customers, adhering to FCA regulations Do you have what it...
. Please note the successful candidate will be a qualified accountant – ACCA / CIMA/ FCA/ FCCA Duties will include...
to your professional training in the role. Training includes (but not limited to), Induction, FCA, Product, Customer Journey...
from internal sources. Ensure that the Sales Team present the approved Finance presentation, in accordance with FCA regulations...
to appoint a Compliance Analyst to their expanding team. This is an excellent opportunity for someone who has worked in a FCA... Producing accurate MI and supporting FCA submissions Providing compliance support, guidance and training to operational teams...
of: Underlying Principles of Insurance;Legal Principles;PRA /FCA and rules and regulations, including contract certainty issues...