by a team of proven FinTech entrepreneurs, we are an FCA-regulated business providing global claim funds management and payment... entrepreneurs, we are an FCA regulated payments business that is driven to be the payment partner of choice for the insurance market...
understanding of FCA regulatory requirements on investment businesses. Able to interpret complex regulatory standards and turn them...
, finance and insurance products to ensure compliance with the Financial Conduct Authority (FCA) rules & guidelines Provide...
from start to finish Experience working with a wide range of clients, including FCA-regulated clients Ability to work...
or asset manager Good understanding of FCA regulatory requirements on investment businesses Able to interpret complex...
understanding of the FCA Handbook, including Consumer Duty, SM&CR, CASS, and ESG regulations. Proficient in drafting Compliance... effectively. Ability to manage FCA Reg Data and FCA Connect reporting and notifications. If you're ready to advance...
of all client data into our bespoke system. Providing clients with high-quality policy documentation in accordance with FCA...
Nice to haves: Experience of processing FCA Regulated cases Financial services/banking sector experience...
as they experience that 'new car' smell. Here's the legal bit…. FCA: We are regulated by the Financial Conduct Authority (FCA...), as we advise on and sell finance and insurance products. As this role includes FCA regulated activities, we will ask...
advisers registered with the FCA under RJIS' authorisation. Responsible for the operation and development of the RJIS T&C... development, ensuring that branches are compliant with UK law, FCA regulations and RJIS requirements. Work with Branch Principals...