) and internal reporting of regulatory metrics Support the monthly preparation of other returns to the FCA Assist in the...
finance, banking, or financial services. Strong knowledge of UK fraud legislation, regulatory requirements (e.g., FCA, AML...
with FCA regulations and company processes Deliver excellent customer service, fostering loyalty and referrals What We're... Looking For in a Business Manager? Solid experience in finance and insurance sales within the motor trade Strong knowledge of FCA compliance...
are accurate at all times to ensure all client money is protected according to FCA regulations. The Administrator will work closely...
Authority ( FCA ) under firm reference number 311384 for insurance mediation and credit broking activities. You may check... this on the Financial Services Register by visiting the FCA's website, https://register.fca.org.uk or by contacting the FCA...
Acturis system effectively. To act at all times within the FCA Principles for Business and to comply with FCA and internal...
and complying with all relevant Company and regulatory obligations (including adherence to FCA rules (including FCA MCOB and CONC... with all relevant Company and regulatory obligations, including adherence to FCA rules (such as FCA MCOB and CONC). Your Impact...
) and internal reporting of regulatory metrics Support the monthly preparation of other returns to the FCA Assist in the...
required standards for providing fair financial advice and services to our customers, adhering to FCA regulations Do you have what it...
in compliance assurance. Excellent understanding of and ability to interpret the FCA/PRA regulation and industry body guidance...