Conduct Authority ( FCA ) under firm reference number 311384 for insurance mediation and credit broking activities. You may... check this on the Financial Services Register by visiting the FCA's website, https://register.fca.org.uk or by contacting...
support and guidance to all areas of the business. Monitor regulatory developments from the FCA and other regulators through... summaries for key areas of the business regarding regulatory developments. Provide in depth analysis of FCA regulatory changes...
of the Financial Conduct Authority (FCA) and regulatory reporting overseen by the Prudential Regulation Authority (PRA). The... FCA's primary purpose is to protect consumers, protect the integrity of the financial system and to promote competition...
Authority ( FCA ) under firm reference number 311384 for insurance mediation and credit broking activities. You may check... this on the Financial Services Register by visiting the FCA's website, https://register.fca.org.uk or by contacting the FCA...
reporting and other returns to both the UK regulators (PRA and FCA) and South African regulator (PA), providing input...
Authority (FCA) has recognised AI’s potential to transform the UK’s investment culture, especially in closing the advice gap...
strategy. 2. Oversee the regulatory transition to FCA regulation for a defined number of SIB subsidiaries, drawing together... the relevant internal documentation, working with the FCA - and any specialist retained consultants - to ensure that SIB...
of FCA compliance are essential. A Winning Mindset: Enthusiasm, confidence, and a relentless motivation to succeed... is authorised and regulated by the Financial Conduct Authority ( FCA ) under firm reference number 311384 for insurance mediation...
sensitive information and following data protection principles Adhering to strict FCA guidelines Providing a professional...
, UK GAAP and IFRS17 reporting Comply with the FCA's conduct (and senior conduct) and Consumer Duty rules and the PRA...