and best practices such as ISO27001, NIST etc. Knowledge of relevant regulatory requirements (e.g. GDPR/FCA/PRA) Experience...
strong understanding of financial planning principles with a specialism in pension planning Very strong understanding of the FCA's COBS...
Delivering training on new services and essential refreshers Ensuring full FCA compliance and strong operational standards...
is to work in the financial services industry following FCA guidelines and will understand frustrations that customers may...
to meet the following FCA Conduct Rules when performing their role under the Certification Regime. FCA/PRA Conduct Rule... (COCON) Responsibilities I abide by the FCA’s Conduct Rules when discharging my responsibilities described...
required standards for providing fair financial advice and services to our customers, adhering to FCA regulations Do you have what it...
will be responsible for monitoring compliance with the FCA CASS regulations. What the role involves: Ensure CASS risks are identified...
Account Executives in strategic client placements Maintaining compliance with FCA regulations and internal procedures...
support and guidance to all areas of the business. Monitor regulatory developments from the FCA and other regulators through... summaries for key areas of the business regarding regulatory developments. Provide in depth analysis of FCA regulatory changes...
( Aberdeen ) Limited is authorised and regulated by the Financial Conduct Authority ( FCA ) under firm reference number 311384... for insurance mediation and credit broking activities. You may check this on the Financial Services Register by visiting the FCA...