with FCA regulations (highly desirable) Proficiency in Sage accounting software Excellent analytical, problem-solving...
packages Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA...
protection and cybersecurity concerns, regulatory matters and disputes and providing advice to FCA-regulated firms offering SIPPs...
- Chief Risk Officer SMF16 - Compliance Oversight Function The post-holder must be approved by the FCA for these functions... and remain fit and proper in accordance with the FCA Handbook, Code of Conduct (COCON), and all relevant regulatory requirements...
-solving skills. Job Description: Check documentation for new applications to ensure complete and meets FCA requirements...
or client outcome reviews.Strong knowledge of FCA regulations, including Consumer Duty.Excellent communication and stakeholder...
regulated by the FCA we would advise you to familiarise yourself with the conduct regulations and in particular consumer duty...
packages Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA...
and reporting delivered by the parent company Responsibility for financial regulatory requirements, including input to FCA...
documented to support the Bank's standard governance engagement model. Lead on the regulatory engagement (e.g., PRA/FCA...