and complaints processes in line with FCA, DISP and Consumer Duty expectations. Work closely with Compliance and Risk to ensure... operations leadership within an FCA regulated environment Strong knowledge of such FCA regulation, Consumer Duty and complaints...
and Customer Treatment Framework, in alignment with FCA guidelines and New Consumer Duty requirements. Work effectively...
solutions to customers, with a thorough understanding of FCA compliance and regulations Proven expertise in supervising...
improvement initiatives Ensure compliance with FCA regulations and firm quality standards Criteria Min of three years...
. Monitor market trends, competitor activity, and regulatory changes to inform decisions. Ensure compliance with FCA... of insurance market dynamics and FCA compliance. Skills & Competencies: Excellent negotiation and stakeholder engagement...
to best practices, policies, and procedures, as well as fostering a culture that supports the FCA Consumer Duty within the organisation....
of FCA compliance are essential. A Winning Mindset: Enthusiasm, confidence, and a relentless motivation to succeed... is authorised and regulated by the Financial Conduct Authority ( FCA ) under firm reference number 311384 for insurance mediation...
to FCA regulations Do you have what it takes to be a Evans Halshaw colleague? We’re looking for someone who...
essential Basic Financial planning knowledge advantageous Experience working within Financial Planning, Wealth Management, FCA...
compliance across FCA/PRA guidelines for business accounts. Define and track KPIs (activation, churn, deposits, adoption..., payment rails). Solid knowledge of UK/EU regulatory frameworks (FCA, PRA, EBA guidelines, safeguarding, deposits, interest...