and compliant records in accordance with FCA standards. Support audits, compliance checks, and internal quality assurance. Prepare.... Sound knowledge of FCA regulations and compliance standards. Desirable Working towards or holding a Level 4 industry...
. Familiarity with regulatory compliance (FCA, GDPR) and data protection requirements. Excellent stakeholder management...
accounts. Produce management reports for the team. Customer focused - ability to build rapport Knowledge of FCA...
. Regulatory & Additional Responsibilities Adhere to FCA principles, Howden service standards, and procedures, always ensuring the...
of various financial services agreements. Knowledge of the FCA handbook and UK laws and regulation governing investment advice...
Lugar:
London | 13/11/2025 03:11:00 AM | Salario: S/. No Especificado | Empresa:
SEI