as required to ensure the achievement of all sales tasks smoothly and in a timely manner. Adhering to all financial compliance and FCA...
and email) Ensuring the back-office system is up to date Adhering to FCA regulations and internal policies and procedures We are open...
www.fca.org.uk). Coventry Building Society. Principal Office: Coventry House, Harry Weston Road, Binley, Coventry, West...
to become one of the largest independently owned FX companies in Europe. FCA-regulated and experts in FX, FX options and bespoke structured... FX sales experience In-depth knowledge of FX markets and treasury products Knowledge of FCA regulations and compliance...
performance targets Nurture client relationships and generate repeat business Ensure FCA compliance and maintain accurate...
and compliance function Risk and compliance management with knowledge of SRA and FCA compliance models Assisting staff with conduct...
and in a timely manner. Adhering to all financial compliance and FCA regulations. 5-day a week working pattern (over a 2 week...
and insurance products to ensure compliance with the Financial Conduct Authority (FCA) guidelines and provide advice and guidance...
training to become certified to sell finance and insurance products, adhering to FCA guidelines. What We’re...
) and maintains risk and control documentation (e.g. FCA senior manager regime) Run the infrastructure to support the regional...