. As well as up to date stock pricing. Ensuring full FCA compliance within the Sales Department. Manage and own our Customer...
. Knowledge of FCA Principle and Procedures. How we support our colleagues In addition to our comprehensive benefits package...
below, then please apply! Previous experience in a similar role. Knowledge of FCA regulations around F&I. Proven customer service and communication...
. In this role you'll work under FCA regulation - we'll provide you with all the training you need to become a 'certified colleague...'. To make sure you're eligible to advise clients on 'pre-need' funeral plans as a 'certified colleague', we'll perform FCA...
dialogue with the relevant regulators, including the NCA, the FCA and others ensure that any regulatory activities... as FCA REP-CRIM reporting. Leading Vodafone UK reporting annual risk assessment activity across all core financial crime...
and asset management opportunities. Through their FCA-regulated investment platform, they enable global investors to access...
Companies Act and LLP Act. Excellent Microsoft Office competency FCA Handbook knowledge would be a bonus but is not essential...
and willingness to collaborate with broader team Robust compliance track record FCA registration required (must be obtained...
and in a timely manner. Adhering to all financial compliance and FCA regulations. Basic Salary...
you with sales process, FCA and compliance training through our Sales Orientation course and specific manufacturer training, so...