and regulated by the Financial Conduct Authority ( FCA ) under firm reference number 311384 for insurance mediation and credit... broking activities. You may check this on the Financial Services Register by visiting the FCA's website, https://register...
Motor Finance experience would be an advantage. Familiarity with Financial Conduct Authority (FCA) regulations and treating...
i.e. covering pensions, bonds and protection products. Strong understanding of UK financial services regulatory environment (FCA...
change, audit, or assurance in UK financial services. Hands on experience with FCA/PRA regulatory reviews or equivalent... experience in a Big4 advisory, or FCA/PRA regulated firm’s remediation office. Certifications: ICA (Advanced/Professional...
and their teams, ensuring KPIs, FCA obligations, quality standards and customer outcomes are consistently achieved. Key...-risk or high-profile claims and complaints, ensuring FCA and SLA compliance. Quality, Audit & Compliance Carry out...
include: Strong communications skills, excellent attention to detail. FCA/banking background is preferred but not essential...
's Code of Conduct and the FCA Conduct Rules. Thought Leader: You are seen as an expert in your field and will be the 'go...
candidate who are qualified by experience are just as welcome to apply, Extensive knowledge and understanding of FCA procedures...
and implementation. You would sit within the portfolio management team in Aon’s asset management business (AIL), which is FCA authorised...
, including FCA and PRA expectations. High level understanding of financial risk and capital management principles...