Compliance & Audit Management Ensure full compliance with local employment legislation, FCA/financial services regulatory...
, communication and presentation skills;Good understanding of compliance and FCA regulation;How we support our colleagues...
required. Adhere to all existing policies and directives and support the implementation of new ones where needed. Fully adheres to FCA... rules and guidelines. Your profile Degree level education. FCA competent, holding IAD or IMC qualification...
compliant with FCA and company standards. Keep learning, sharing ideas, and finding new ways to make our customer experience... like FCA rules (CONC), CCA, and GDPR, and how to deliver fair outcomes. Understand how your work contributes to wider team...
and procedures and strictly adhere to the Company's selling practices and methods in accordance with FCA rules. Your Profile...., Salesforce) and Microsoft Office Suite. Knowledge of FCA Regulations, gained in a similar sales environment...
will be in touch. As a business regulated by the FCA we would advise you to familiarise yourself with the conduct regulations...
sales Cross-selling and securing referrals Managing your portfolio against targets Ensuring full FCA compliance... Strong new business and relationship management skills Broad commercial insurance knowledge Sound understanding of FCA...
as an insurance broker Fully conversant with FCA principles, procedures and process Good level of technical knowledge, especially...
Regulation, Electronic Money Regulation, MIFID or IFPR/MIFDIDPRU and applicable sections of the FCA handbook related to payment...
, etc.) and liquidity aggregation platforms. Understanding of financial regulations such as MiFID II, EMIR, and FCA guidelines...