delivered. Ensuring the team provide technical first line expertise and support as required for FCA, HMRC and pension... or recommended by HL, FCA rules and regulations (including COBS, SYSC, UCITS, PRIPS, IAFMD and PROD) Excellent communication skills...
FCA filings: FCA Regdata (quarterly/annually);and FCA Connect (ad hoc) Assisting with SM&CR requirements, including...
interactions into vehicle, finance, and insurance sales. We will provide you with sales process, FCA and compliance training...
and in a timely manner. Adhering to all financial compliance and FCA regulations. 5-day-a-week working pattern (over 2 weeks...
of FCA regulations around F&I. Proven customer service and communication skills. Show the ability to work to deadlines...
and insurance products to ensure compliance with the Financial Conduct Authority (FCA) guidelines and provide advice and guidance...
and FCA regulations. Your profile A full understanding and ability to manage both CRM Portal and Drive to achieve main...
Prudential Regulation Authority (firm reference number 150892 www.fca.org.uk). Coventry Building Society. Principal Office...
, finance and insurance products to ensure compliance with the Financial Conduct Authority (FCA) rules & guidelines Provide...
IS NOT ESSENTIAL BUT IT WOULD BE GREAT IF YOU HAVE: Knowledge of FCA regulations relating to Compliance, Data Protection, Anti Money...