. Assistance in audits (internal/external: statutory audit, CASS 5 audit) Supporting corporation tax, VAT returns Supporting FCA...
prudential requirements for both PRA (banks, systemic broker dealers) and FCA regulated entities (MIFIDPRU firms, payment firms... regulatory framework applicable to Banks, FCA MIFIDPRU and other regulated entities (e.g. PRA/FCA Rulebooks and related...
concepts like VaR, stress testing, and performance attribution. Familiarity with regulatory and compliance frameworks (SEC, FCA...
adherence to FCA, regulatory, information security and governance requirements What we’re looking for Essential experience...
. Regulatory Returns - Reporting of financial data required by regulators (FCA, CBI, etc.), including RMA returns and Financial...
to identify trends and inform decision-making. Compliance & Risk Management Ensure adherence to FCA regulations, GDPR... of regulatory requirements (FCA, GDPR). Strong communication and stakeholder management skills. Key Performance Indicators...
to creating a safe, healthy and supportive environment for our colleagues to practice. What you’ll be doing As a FCA...
, larger corporates, multinational groups, and FCA-regulated entities. The role also offers exposure to ad hoc advisory work...
/ Qualifications needed for this role: Some experience of the FCA and/or Financial Services regulatory environment Stakeholder...
and probation guidelines. Ensure the showroom is fully compliant in all areas of Health and Safety, finance, sales, FCA Regulations...