integrity. Main Accountabilities Regulatory Compliance & Risk Management: Ensure full adherence to FCA regulations...
meetings where required Working with Network regulator to assist with FCA compliance Salary and Benefits for the...
166 investigations, and FCA thematic deep dives. * Strategic Stakeholder Engagement and Communication Ability...
of the current regulatory environment, including MLRs, FCA Handbook, JMLSG, EU Money Laundering Directives, FATF...
procedures, policies and regulations including the code of conduct which incorporates the PRA and FCA Conduct. Undertake...
of UK regulatory requirements (PRA, FCA, Lloyd's Principles). Knowledge of requirements in other jurisdictions...
to FCA regulations Do you have what it takes to be a Evans Halshaw colleague? We’re looking for someone who...
KPIs, and adheres to FCA and client conduct standards. Your role is to empower your team to resolve customer issues... all pod activity aligns with FCA standards (Consumer Duty, CONC, DISP) and internal policy requirements. Proactively...
as welcome to apply, Extensive knowledge and understanding of FCA procedures and TCF initiatives Extensive knowledge of the insurance market...
Re's Code of Conduct and the FCA Conduct Rules Benefits You will be rewarded with a great compensation package...