Technical Specialist - Third Party Oversight
. Experience of operating within the FCA regulatory framework, with a working knowledge and understanding of current legislation...
. Experience of operating within the FCA regulatory framework, with a working knowledge and understanding of current legislation...
and Development team dedicated to your professional training in the role. Training includes (but not limited to), Induction, FCA...
and regulated by the Financial Conduct Authority ( FCA ) under firm reference number 311384 for insurance mediation and credit... broking activities. You may check this on the Financial Services Register by visiting the FCA's website, https://register...
while managing VAT submissions, FCA reporting, and payroll reviews Identify and assess financial risks, developing strategies...
with delivering a fully FCA compliant sales and insurance process. This will include contacting vehicle drivers and insurers, agreeing... sales or insurance write off service. Always operate within FCA guidelines. Process vehicle sales enquiries from the...
as required to ensure the achievement of all sales tasks smoothly and in a timely manner. Adhering to all financial compliance and FCA...
as needed. Represent the department at exhibitions and events. Complete required professional development to maintain FCA compliance... of touring outfits or travel insurance is a plus. Experience translating FCA compliance into actionable tasks. Ability to write...
and appropriate responses to changes/threats/initiatives Maintain overview of EU network codes development (CACM, FCA, SOGL, EB...
be assigned as required. Candidates applying for this role must be aware that it is a Certified Role, subject to the FCA and PRA... out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing...
of all compliance, regulatory rules and FCA regs. Your role will entail: Ensure all instalment credit control activities...