oversight team in their role of overseeing the activities of the firm to maintain compliance with the FCA rules on safeguarding... to the FCA. c. Assist with the deliverables and organisation of the annual external CASS audit. d. Support review...
be responsible for completion of regulatory focused activities and associated reporting in line with our FCA requirements... of regulatory/horizon scanning insight, identifying areas where improvement would be beneficial Reviewing FCA regulations...
in a dynamic and supportive data science team while working on topics which span the whole breadth of insurance. The FCA have set... to get ahead of these emerging requirements in our interactions with the FCA. As such, we are looking for someone who...
to date with changes in regulation and responsible for many of our interactions with the FCA and HMRC. This role is responsible for the...
from internal sources. Ensure that the Sales Team present the approved Finance presentation, in accordance with FCA regulations...
experience within a legal environment, having experience with multijurisdictional regulations, including SEC and FCA. You’ll...
oversight team in their role of overseeing the activities of the firm to maintain compliance with the FCA rules on safeguarding... to the FCA. c. Assist with the deliverables and organisation of the annual external CASS audit. d. Support review...
-on candidate who will be responsible for providing Compliance oversight for our FCA-authorised and regulated entity, eToro Money UK... relationship with the FCA. â— Overseeing the drafting and ongoing maintenance of robust policies and procedures across the entire...
performance targets Nurture client relationships and generate repeat business Ensure FCA compliance and maintain accurate...
with the Financial Conduct Authority (FCA) rules & guidelines. Provide advice and guidance around the sales process to a team...