with the company's regulatory requirements under the FCA. Adhering to the operational risk framework for your role ensuring... of integrity and conduct and reflecting Company Values. At all times complying with the FCA's Code of Conduct Ensuring...
Regulation, Electronic Money Regulation, MIFID or IFPR/MIFDIDPRU and applicable sections of the FCA handbook related to payment...
Collaborating with advisers to refine recommendations and clarify client needs Ensuring all advice meets FCA requirements... reports Strong knowledge of pensions, investments, protection, and tax planning Awareness of FCA regulations, including COBS...
4: On-site Task Review & Stakeholder Interview Stage 5: Values-based Interview & Co-founder Final *As an FCA...
business, with a particular focus on securitisations, MIFID and FCA-related activity. The role is London-based, serving the... and permissions across UK and European jurisdictions (e.g. FCA, Central Bank of Ireland), including new services, cross-border...
Collaborating with advisers to refine recommendations and clarify client needs Ensuring all advice meets FCA requirements... reports Strong knowledge of pensions, investments, protection, and tax planning Awareness of FCA regulations, including COBS...
knowledge of fintech, FX markets, and marketing in a role that accelerates your career. Trusted & secure: FCA regulated and ISO...
Collaborating with advisers to refine recommendations and clarify client needs Ensuring all advice meets FCA requirements... reports Strong knowledge of pensions, investments, protection, and tax planning Awareness of FCA regulations, including COBS...
, and internal systems. Strong understanding of company products, SLAs, FCA, DPA, and TCF regulations. Excellent communication...
Collaborating with advisers to refine recommendations and clarify client needs Ensuring all advice meets FCA requirements... reports Strong knowledge of pensions, investments, protection, and tax planning Awareness of FCA regulations, including COBS...