Authority (FCA) and the internal requirements set out in the Compliance Manual, local and Group Compliance and Risk policies...
. Familiarity with FCA permissions and mortgage distribution models. CeMap qualification or equivalent (preferred but not essential...
required standards for providing fair financial advice and services to our customers, adhering to FCA regulations Do you have what it...
from our extensive data Maintain regulatory compliance, upholding governance standards and ensuring all activity meets FCA requirements...
, PSR, FCA, PRA, Bank of England). Technical Fluency: Comfortable writing requirements for backend teams, designing API...
Knowledge of pensions, investments, and protection products Familiarity with FCA regulations and compliance Benefits...
and compliance developments and new trends in the market, such as FCA/ BoE/ DAC policy changes. To act as the Relationship Banking...
obligations register Assess new and existing regulatory requirements (FCA / PRA / cross-jurisdictional) and map them to policies... regulation (FCA/PRA;conduct and/or financial crime) Confident working across multiple stakeholders and challenging...
credit products and consumer lending regulations (FCA), with experience of applying these in an unsecured consumer lending...
appropriately Knowledge of FCA conduct rules...