Financial Conduct Authority (FCA) guidance in relation to commissions and ensure all cases are investigated accordingly and good...
financial services agreements.Strong knowledge of UK financial services regulation, including FCA Handbook requirements (e.g...
required standards for providing fair financial advice and services to our customers, adhering to FCA regulations Do you have what it...
that the Firm fulfils all Financial Conduct Authority (FCA) requirements and maintains regulatory compliance. Our firm works... knowledge of FCA rules, particularly around suitability, appropriateness, and client communications. Strong attention to detail...
on platforms like Facebook, Twitter and Instagram. In this role you'll work under FCA regulation - we'll provide you with all the... plans as a 'certified colleague', we'll perform FCA (Financial Conduct Authority) and financial integrity checks. These aim...
and implementation. You would sit within the portfolio management team in Aon’s asset management business (AIL), which is FCA authorised...
trading client portfolios and accounts to provide FCA regulated advice on areas such as pension transfers, bond surrenders...
FCA guidelines Providing a professional service and promoting our brand in a positive manner...
Collaborate with outsourced partners when needed Keep up to date with FCA regulations, Consumer Duty and UK GDPR Work closely... within financial services Familiar with FCA regulations, Consumer Duty and professional standards An excellent communicator...
number 150892 www.fca.org.uk). Coventry Building Society. Principal Office: Coventry House, Harry Weston Road, Binley, Coventry...