of international regulations in the way that we carry out our work. This position is involved in work that is regulated by the FCA...
and associated regulatory obligations. You have strong technical knowledge of FCA regulatory frameworks relevant to authorised firms..., particularly investment businesses, including SYSC, COBS, AIFMD, MiFID, and FCA FUND requirements. You have experience managing...
planning, KPI management, coaching and performance improvement A strong understanding of regulatory frameworks (FCA, PRA...
and influencing skills. Understanding of Risk Management in relation to insurance. SRA/FCA/Regulatory understanding Ability to work...
by: Managing a portfolio of FCA CASS clients, ensuring audits are delivered on time and to the required quality standards...
required standards for providing fair financial advice and services to our customers, adhering to FCA regulations Do you have what it...
requirements (e.g., FCA, Central Bank of Ireland, and other designated EU authorities). - Serve as the primary point of contact...
and / or Financial Services regulated industries. Familiarity with FCA regulations and operational compliance, inc operational...
. Your focus will be on COREP reporting, but may extend to other regulatory returns (FINREP, PRA/FCA Returns). There...
Qualification A person carrying out a role that requires a regulatory qualification as defined within the FCA Training & Competence...