Database Security Engineer Lead, Vice President
of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities...
Client Service Executive - Retirement Services
financial/benefits industry designation FINRA Series 63 & 7. Series 65/66 preferred or willingness to achieve within 1 year...
Lugar: San Diego, CA | 09/12/2024 03:12:22 AM | Salario: S/. $110100 - 175900 per year | Empresa: Marsh McLennan
Vice President, Investment Banking Healthcare
At least 5 years of relevant investment banking experience Current FINRA Series 79, 63 licenses preferred Highly proficient... Off Paid Leave: Parental Bonding, Jury Duty, Military, Disability, etc. FINRA and Professional License Sponsorship...
Lugar: San Francisco, CA | 07/02/2025 03:02:48 AM | Salario: S/. $175000 per year | Empresa: Wedbush Securities
Associate, Equity Research, Biotechnology
attention to detail FINRA Series 7, 63, 86 and 87 designations will be required but are not necessary in advance of employment...
Lugar: New York City, NY | 19/12/2024 03:12:17 AM | Salario: S/. $145000 - 175000 per year | Empresa: Scotiabank
Associate, Equity Research, Biotechnology
attention to detail FINRA Series 7, 63, 86 and 87 designations will be required but are not necessary in advance of employment...
Lugar: New York City, NY | 18/12/2024 18:12:14 PM | Salario: S/. $145000 - 175000 per year | Empresa: Scotiabank
Associate Director - Compliance (Alternative Assets)
regulatory bodies Assist in conducting mock regulatory exams;as well as assist in providing SEC and FINRA exam support Train... as FINRA requirements is a plus Additional Information Salary based on experience and location...
Lugar: New York City, NY | 05/02/2025 23:02:26 PM | Salario: S/. $140000 - 175000 per year | Empresa: IQ-EQ
Associate Director - Compliance (Alternative Assets)
regulatory bodies Assist in conducting mock regulatory exams;as well as assist in providing SEC and FINRA exam support Train... as FINRA requirements is a plus Additional Information Salary based on experience and location...
Lugar: New York City, NY | 05/02/2025 23:02:42 PM | Salario: S/. $140000 - 175000 per year | Empresa: IQ-EQ
Associate Director - Compliance (Alternative Assets)
regulatory bodies Assist in conducting mock regulatory exams;as well as assist in providing SEC and FINRA exam support Train... as FINRA requirements is a plus Additional Information Salary based on experience and location...
Lugar: New York City, NY | 05/02/2025 23:02:46 PM | Salario: S/. $140000 - 175000 per year | Empresa: IQ-EQ
Associate Director - Compliance (Alternative Assets)
regulatory bodies Assist in conducting mock regulatory exams;as well as assist in providing SEC and FINRA exam support Train... as FINRA requirements is a plus Additional Information Salary based on experience and location...
Lugar: New York City, NY | 05/02/2025 22:02:31 PM | Salario: S/. $140000 - 175000 per year | Empresa: IQ-EQ
Associate Director - Compliance (Alternative Assets)
regulatory bodies Assist in conducting mock regulatory exams;as well as assist in providing SEC and FINRA exam support Train... as FINRA requirements is a plus Additional Information Salary based on experience and location...
Lugar: Chicago, IL | 05/02/2025 18:02:04 PM | Salario: S/. $140000 - 175000 per year | Empresa: IQ-EQ