or CFA® designation Bachelor’s degree Active and valid FINRA Series 7 license May be obtained with a 120-day condition... of employment Active and valid FINRA Series 66 license required May be obtained with a 120-day condition of employment Five...
Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal history. California Residents...
Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal history. California Residents...
Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring...
and financial services. Communication and interpersonal skills. Licenses in insurance and FINRA Series 7 and 63 preferred....
of the Federal Deposit Insurance Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA...
(SIE) required. FINRA Series 6 or 7, FINRA Series 24 or 26, FINRA Series 63, State Insurance License required. Jackson is proud...
, FINRA Series 6, state registration (including 63 if required), and Life licenses are minimum requirements. All unlicensed...
Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring...
complex portfolio terms are required to be successful in this position. FINRA Series 6 and 63 license preferred... of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal...