in building and maintaining relationships with institutional clients Ability to lead projects and mentor junior analysts FINRA... as job-specific technical skills. This role is located in New York, NY. This role is regulated by FINRA. Minimum Salary...
Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal history. California Residents...
+ years of experience in the financial services industry 4+ years of phone and in-person sales experience Active FINRA...
of the Federal Deposit Insurance Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA...
and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed...
what you love, this may be the opportunity for you. What you have Required Qualifications Bachelor’s degree Active FINRA... or CFA® designation holders, verified before hire) Active FINRA Series 66 license (May be obtained within the first 120...
and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed...
Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring...
. What you have Required Qualifications: A valid and active FINRA Series 7 license required Obtaining or acquiring FINRA Series 66 (63/65) license...
contracts Limited Representative (FINRA Series 6 or equivalent and FINRA Series 63). Resident Life and Health appointment...