that all complaints and corrections have been properly documented for FINRA review. Generates error reports to track the source of the... Required;5 Years Preferred FINRA Registrations SRC Indicator: Series 6 or 7;Series 63 Physical Requirements Physical...
Authority (FINRA), which prohibit the hiring of individuals with certain criminal history. California Residents Refer to the...
team Ability to travel 50% of the time A valid and active FINRA Series 7, 66 (or equivalent) is required A valid... and active FINRA Series 9/10 (or equivalent) is required and must be obtained or retained within a 60 day condition of employment...
Authority (FINRA), which prohibit the hiring of individuals with certain criminal history. California Residents Refer to the...
navigation skills using a variety of software packages including Microsoft Office applications - FINRA Series 6 and 63 license... of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal...
-directed, proactive, and creative;uses sound judgment and navigates ambiguity to get things done. FINRA Series 79, 63...
is located in our New York, NY office. This role is regulated by FINRA. Minimum Salary: $150,000 Maximum Salary...
FINRA Series 79 and Series 63 required within 120 days of hire. Benefits PNC offers a comprehensive range of benefits...) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal...
of the Federal Deposit Insurance Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA...
Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring...