Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring...
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licenses...
required. Proficient in Microsoft programs. FINRA license is not required but welcome Reporting Relationships Vice President...
) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal...
(FDIA). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G...
Authority (FINRA), which prohibit the hiring of individuals with certain criminal history. California Residents Refer to the...
. Hybrid work may not be permitted for certain roles, including, for example, certain FINRA-registered roles...
Insurance Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg...
& Credentials: Minimum Required: SIE, FINRA Series 7 & 63 or obtain within 6 months from start date. Systems & Technology: Adept...
. Licensing: FINRA Series 7, 63/65 or 66 required or obtained within 90 days. State insurance licensed and appointed in life...