-oriented with a desire to succeed. Life insurance license and FINRA certifications (or willingness to obtain). Position...
in the areas of risk management, risk control, audit or compliance/supervision FINRA Series 7, 66, 9& 10 (or equivalent...) required FINRA Series 3 and Life Insurance and Variable Annuities licenses preferred analytic, with the ability to provide practical...
Authority (FINRA), which prohibit the hiring of individuals with certain criminal history. California Residents Refer to the...
Authority (FINRA), which prohibit the hiring of individuals with certain criminal history. California Residents Refer to the...
not be permitted for certain roles, including, for example, certain FINRA-registered roles for which in-office attendance for the...
). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA...
, FINRA Series 6, state registration (including 63 if required), and Life licenses are minimum requirements. All unlicensed...
Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring...
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licenses...
) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal...