, FINRA Series 6, state registration (including 63 if required), and Life licenses are minimum requirements. All unlicensed...
. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state...
(FDIA). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G...
). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA...
, Analysis and Business Financial licenses/state registration as required (L&H, FINRA Series 7 and 66) Financial Software...
, FINRA Series 6, state registration (including 63 if required), and Life licenses are minimum requirements. All unlicensed...
offer securities through Mutual of Omaha Investor Services, Inc., Member FINRA/SIPC. Investment Advisor Representatives offer advisory...
&A sell side investment banking, preferred License/Certifications: FINRA Series 7/79 and 63 (if not currently held...
, FINRA Series 6, state registration (including 63 if required), and Life licenses are minimum requirements. All unlicensed...
. - Extensive experience with Investment Management software. - FINRA Licenses Series 7, 24 and 63, 65 or 66 Upon Hire...