). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA...
, and developing staff Advanced technical knowledge with Salesforce.com and other CRMs is preferred FINRA Series 63 or 65 FINRA...
), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance...
;FINRA registrations are a plus Due to nature of risk with responsibilities, attention to detail and accuracy...
(FDIA). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G...
). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA...
School Diploma (required) Bachelor's Degree (preferred) Licenses and Certifications FINRA License S7 Upon Hire... (required) or FINRA Security Industry Essentials (SIE) Upon Hire (required) FINRA License S66 and Resident State Insurance License Upon...
Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring...
of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal...
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licenses...