Complying with Financial Conduct Authority (FCA) guidelines and compliance procedures Handling client matters openly, honestly...
Complying with Financial Conduct Authority (FCA) guidelines and compliance procedures Handling client matters openly, honestly...
(FCA) guidelines and compliance procedures Handling client matters openly, honestly, and with integrity Role...
Complying with Financial Conduct Authority (FCA) guidelines and compliance procedures Handling client matters openly, honestly...
organisation. The ideal candidate will have extensive experience in risk management within FCA regulated financial services. The...' experience in a risk management role within FCA regulated financial services IRM Diploma or equivalent qualification preferred...
to generate compliant initial and ongoing income for the company. Key Responsibilities: - To comply with FCA rules...
the following skills and experiences;A sound knowledge of FCA (and ideally Gibraltar) regulatory requirements and key...
environment. Knowledge of compliance reviews, mifidII reporting, compliance monitoring, audit assurance, FCA Regulations...
Companies Act and LLP Act. Excellent Microsoft Office competency FCA Handbook knowledge would be a bonus but is not essential...
audits, and related FCA regulations Ensuring internal and external expectations are achieved, including supporting the...