necessary competence and skills to perform their assignments (competence matrix, FCA). Perform GPM according to process...
, finance and insurance products to ensure compliance with the Financial Conduct Authority (FCA) rules & guidelines Provide...
IT assurance activities ensuring systems, processes, and projects meet both business and regulatory requirements (FCA... bodies and compliance frameworks (FCA, SOx, NIST). Comfortable working in a fast-paced, evolving environment, you thrive...
with FCA guidelines and regulations. The package A competitive industry salary with uncapped bonus opportunities Company...
. Ensure adherence to responsible lending and debt management policies, aligning with the FCA's Treating Customers Fairly...
and able to work on own initiative Regulatory knowledge that currently apply: Bribery Act FCA Handbook UK Money...
committees /governing bodies and regulators (including FCA and ICO). Prepare and provide training to other team members and the... understanding of UK data privacy law (including UK GDPR and Data Protection Act 2018) and the FCA regulatory regime. Desirable...
and occasional reception cover. Deal with post-completion registrations at the Land Registry and the FCA Ensuring all post...-completion documentation is checked thoroughly once received back from the Land Registry and FCA, then sent to the other side...
and will also be subject to additional routine criminal and credit checks As a certified colleague your details will be published on the FCA... FCA Handbook The Person (“Pâ€) performs the client-dealing FCA certification function for a firm if:(1) P is carrying out...
of compliance and FCA regulation. Ability to work well as part of a team and with network offices. Demonstrate integrity...