documentation Supporting clients on FCA and FSMA regulations, including authorisations, conduct of business and regulatory change... knowledge of FCA rules and regulatory frameworks Ability to work independently with minimal supervision Excellent drafting...
office on reporting requirements for new business activities. Manage treasury, liquidity, and regulatory returns (e.g., FCA...
to the FCA’s Conduct Rules and the FCA’s Fitness and Propriety Requirements The role operates within the Project Delivery...
number 150892 www.fca.org.uk). Coventry Building Society. Principal Office: Coventry House, Harry Weston Road, Binley, Coventry...
and Financial Crime qualifications desirable. Very good knowledge of UK FCA/PRA regulatory obligations and some knowledge of UK AML...
right outcome while maintaining full compliance with FCA and other regulatory standards. You'll also play a key role... with company standards and FCA regulations. Oversee litigation and insolvency processes, liaising with solicitors and advocates...
journey Ensure the model design and implementation align with FCA expectations, including drafting the associated policy...
Bank of England, FCA and PRA. In this role you will be instrumental in safeguarding critical data services for customers..., colleagues, and markets. Deliver the intent of PRA SS1/21, FCA PS21/3, and DORA within the CDAO Data Resilience team...
our outsource provider (Genpact) and operating as a focal point for escalation. Ensuring compliance with FCA and company financial...
our outsource provider (Genpact) and operating as a focal point for escalation. Ensuring compliance with FCA and company financial...