Hedge Funds Solicitor
, including offering memoranda and side letters. Provide regulatory advice on FCA, AIFMD, MiFID II, and related regimes. Manage...
, including offering memoranda and side letters. Provide regulatory advice on FCA, AIFMD, MiFID II, and related regimes. Manage...
and regulated by the Financial Conduct Authority ( FCA ) under firm reference number 311384 for insurance mediation and credit... broking activities. You may check this on the Financial Services Register by visiting the FCA's website, https://register...
, particularly those set by the FCA, PRA, and financial crime legislation. Why join us? Join a collaborative and inclusive... arising from Group Compliance monitoring activity. What you'll need to have Understanding of the FCA and PRA regulatory...
applying for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The... guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety: Honesty...
, group risk, and healthcare benefits Familiarity with FCA regulations and financial services platforms (Intelligent Office...
and reporting frameworks suitable for future exit Oversee FCA regulatory responsibilities and governance Recruit and develop... personal revenue generation Strong FCA regulatory and operational knowledge P&L responsibility for a business, division...
and strong customer outcomes within a regulated framework Act as a senior conduct and risk leader, ensuring compliance with FCA...
and global markets. As a licensed Electronic Money Institution (EMI) authorised by the UK Financial Conduct Authority (FCA), the...
and motivated to succeed Compliance & Values You will be expected to operate in line with the FCA Conduct Rules, acting...
reference number 150892 www.fca.org.uk). Coventry Building Society. Principal Office: Coventry House, Harry Weston Road, Binley...