meetings when required to assist with cash-flow modelling and technical discussions Maintain compliance with FCA guidelines... knowledge of FCA COBS suitability requirements Strong organisational skills and attention to detail, with the ability to manage...
and strong customer outcomes within a regulated framework Act as a senior conduct and risk leader, ensuring compliance with FCA...
, particularly those set by the FCA, PRA, and financial crime legislation. Why join us? Join a collaborative and inclusive... arising from Group Compliance monitoring activity. What you'll need to have Understanding of the FCA and PRA regulatory...
Strategy and fully adheres to FCA‑regulated processes. Guide and support the broking team, allocating responsibilities... understanding of compliance and FCA regulation Ability to work well as part of a team Demonstrate integrity and professionalism...
Apply CNI security frameworks (e.g., NCSC, NIST, ISO27001, FCA/Financial) in threat modeling, control selection...
in line with FCA regulations What's on Offer Basic salary up to £65,000, depending on experience Attractive bonus...
rates Desirable: Experience within insurance or financial services, particularly working under FCA regulations Attention...
compliance (FCA/PRA). Proven experience in a senior leadership compliance or governance role within financial services (FCA/PRA... with business agility and growth priorities. Desirable Professional qualifications (e.g. ICA, ICSA, IRM, FCA authorised...
, including offering memoranda and side letters. Provide regulatory advice on FCA, AIFMD, MiFID II, and related regimes. Manage...
and FCA) and governance best practice. Proven experience developing or operating enterprise risk frameworks, risk appetite...