Underwriting Support
, preferably from a regulatory perspective. Good understanding of FCA regulations and the impact of regulatory risk...
, preferably from a regulatory perspective. Good understanding of FCA regulations and the impact of regulatory risk...
required by the Regulatory Bodies are carried out to the standards required. Ensure you operate within the context of the FCA...
administration, endorsements, and cancellations. Ensure compliance with FCA regulations, Consumer Duty obligations, and internal...
collection activity and the achievement of agreed aged debt targets Adhere fully to FCA requirements, including complaints...
. You have a good understanding of the current regulatory environment, including MLRs, FCA Handbook, JMLSG, EU Money Laundering...
. Excellent communication and presentation skills. Understanding of FCA regulatory requirements. Proactive, self‑motivated...
products and asset management. Familiarity with pensions, investment advice, and UK taxation. FCA-approved status...
: Strong experience within Trustee and Depositary, Fund Administration or Asset Servicing In-depth knowledge of FCA, CASS UCITS and AIFMD...
in all that we do Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA regulations...
& Compliance: As a regulated financial services business, all employees are expected to comply with the FCA Conduct Rules..., which include: Acting with integrity Acting with due skill, care, and diligence Being open and cooperative with the FCA, PRA...