to detail, and full compliance with company policies, procedures, and industry regulations (including FCA requirements...
and cooperative with the FCA, the PRA and other regulators Pay due regard to the interests of customers and treat them fairly...
) with clear AUM track record. Relevant professional qualifications - minimum CISI Level 4 (CFA, CISI, or equivalent) with FCA...
working knowledge of relevant regulations (e.g. FCA Handbook, JMLSG, FATF, MLRs, PSRs) A degree (2:1 or above) â³ 3+ years...
of our industry, FCA regulations and how our firm operates. This can then act as a pathway to further qualifications, such as the...
compliance (FCA/PRA). Proven experience in a senior leadership compliance or governance role within financial services (FCA/PRA... with business agility and growth priorities. Desirable Professional qualifications (e.g. ICA, ICSA, IRM, FCA authorised...
, particularly those set by the FCA, PRA, and financial crime legislation. Why join us? Join a collaborative and inclusive... arising from Group Compliance monitoring activity. What you'll need to have Understanding of the FCA and PRA regulatory...
and cooperative with the FCA, the PRA and other regulators Pay due regard to the interests of customers and treat them fairly...
in line with FCA regulations What's on Offer Basic salary up to £65,000, depending on experience Attractive bonus...
in line with FCA regulations What's on Offer Basic salary up to £65,000, depending on experience Attractive bonus...