required by the Regulatory Bodies are carried out to the standards required. Ensure you operate within the context of the FCA...
, SIPPs, MiFID and FCA Handbook requirements on how new and existing products and services can be structured to operate...-rounded financial services compliance professional with a solid understanding of FCA rules and guidance, including Consumer...
applying for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The... guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety: Honesty...
security, cybersecurity regulations, FCA compliance and product-related requirements. The role leads initiatives to achieve... compliance with PCI DSS, PRA/FCA, and other relevant regulations, embedding risk management practices into everyday processes...
. This role ensures compliance with PRA and FCA requirements and promotes high standards of corporate governance... of UK corporate governance standards, company law and UK regulatory frameworks (FCA, PRA, SMCR etc). Proven track record...
( Aberdeen ) Limited is authorised and regulated by the Financial Conduct Authority ( FCA ) under firm reference number 311384... for insurance mediation and credit broking activities. You may check this on the Financial Services Register by visiting the FCA...
, whilst exceeding customer expectations and meeting FCA requirements. You are willing to learn, as every day...
debt targets Comply with FCA regulations and client management requirements The Ideal Candidate Relevant Insurance...
by clicking 'apply' below and our team will be in touch. As a business regulated by the FCA we would advise you to familiarise...
process Ensure smooth recovery of monies in line with FCA requirements and team objectives are delivered Ensure any complex...