with insurers to obtain quotations, underwriting decisions, and policy documentation. Maintain accurate records in line with FCA... on high-quality output. Proficient in Microsoft Office and CRM systems. Understanding of FCA regulations...
on FCA and PRA regulatory requirements for banks, investment firms, and asset managers. Supporting clients on regulatory...
to motivate retail teams Skilled at generating sustainable leads, managing OEM relationships, and driving upsell campaigns FCA...
of our industry, FCA regulations and how our firm operates. This can then act as a pathway to further qualifications, such as the...
, and operations teams Ensuring all product features and processes meet relevant regulatory and scheme compliance requirements (FCA...
with regulatory returns via RegData Supporting Adviser permissions, registrations and updates through FCA Connect Liaising... or financial planning environment Some experience or strong exposure to RegData regulatory returns and FCA Connect Adviser...
Maintain full FCA compliance and accurate client records About You Fully CeMAP (or equivalent) qualified Proven... Lancashire, Shared Ownership Mortgage Broker, Whole of Market Adviser, CeMAP Qualified Mortgage Advisor, FCA Compliant Mortgage...
products and asset management. Familiarity with pensions, investment advice, and UK taxation. FCA-approved status...
standards. Working knowledge of FCA compliance rules. Competent user of insurance client system;Acturis an advantage...
as a subject matter expert in areas such as regulatory compliance (FCA, PRA), fraud prevention, customer experience (CX...