What we would like you to bring Awareness knowledge of FCA compliance and financial requirements Financial and business acumen Proficiency...
to join the team. The Senior Paraplanner analyses trading client portfolios and accounts to provide FCA regulated advice...
clients are carried out in accordance with the FCA rules. To represent the company and the division to clients, potential...
in recent years. At the same time, financial vulnerability has grown significantly. FCA research indicates...
A well‑established, FCA‑regulated consumer finance provider specialising in secured lending. With more than a decade... loan accounts throughout their lifecycle, ensuring all engagement and activity aligns with FCA regulations, internal...
. Financial Services Context: Prior experience operating within a Financial Conduct Authority (FCA) regulated environment...
required by the Regulatory Bodies are carried out to the standards required. Ensure you operate within the context of the FCA...
within a regulated financial services business. With a good understanding of FCA regulations, a strong technical background...
improvement initiatives Ensure compliance with FCA regulations and firm quality standards Criteria Min of three years...
Security Alliance, ITIL etc.. Knowledge of relevant regulations and standards (e.g., ISO 27001, PCIDSS, SWIFT CSP, DORA, FCA...