Head of Compliance Advisory
and collaboration. Deep understanding of FCA regulatory frameworks;PRA familiarity advantageous. Strong strategic acumen...
and collaboration. Deep understanding of FCA regulatory frameworks;PRA familiarity advantageous. Strong strategic acumen...
obligations register Assess new and existing regulatory requirements (FCA / PRA / cross-jurisdictional) and map them to policies... regulation (FCA/PRA;conduct and/or financial crime) Confident working across multiple stakeholders and challenging...
with FCA regulations and compliance Benefits: Competitive salary Pension scheme Private healthcare after probation 25...
you operate within the context of the FCA regulations at all times and that the Treating Customers Fairly initiative is fully...
and compliant suitability reports Ensuring all advice documentation is compliant according to FCA guidelines Working with the...
queries Ensuring all work is FCA-compliant and completed to a high standard Building strong working relationships...
with insurers to negotiate terms and secure competitive cover Maintain up-to-date documentation and ensure compliance with FCA...
with customers. Monday to Friday - 9.00am 6.00pm Saturdays - Alternate – 9.00am - 1.00pm The Role  Working within FCA...
, with an ability to think outside the box using skills such as horizon scanning of other sources such as rhetoric from the FCA, FOS... effectively, you will have a working knowledge of multiple FCA sourcebooks i.e. MCOB, ICOB, PROD, PRIN Ability to confidently...
. Redress Exercises - Supporting firms following FCA Final Notices, including customer contact exercises, redress provision...