Azure Cloud Software Engineer (Automation) - VP
Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material...
Treasury Management Sales Consultant
also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE...
Lugar: Los Angeles, CA | 23/01/2025 19:01:40 PM | Salario: S/. $139230 - 180180 per year | Empresa: U.S. Bank
Marketing and Sales Enablement Lead
also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE...
Lugar: Chicago, IL | 16/01/2025 18:01:13 PM | Salario: S/. $139230 - 180180 per year | Empresa: U.S. Bank
Healthcare Business Banking Relationship Manager
of the Federal Deposit Insurance Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA...
Lugar: San Diego, CA | 11/01/2025 20:01:37 PM | Salario: S/. $139230 - 180180 per year | Empresa: U.S. Bank
General Counsel
offerings and other corporate transactions. Regulatory Liaison: Communicate with regulatory bodies, such as the SEC and FINRA... and compliance. In-depth knowledge of SEC and FINRA regulations and the financial markets. Strong analytical, communication...
Lugar: Henderson, NV | 06/01/2025 18:01:45 PM | Salario: S/. $180000 per year | Empresa: Brewer Global
2025 Summer MBA Intern – Integrated Equity (Quantamental Equity Research)
both independently and as part of a larger team FINRA Requirements FINRA licenses are not required and will not be supported...
Lugar: Baltimore, MD | 20/12/2024 00:12:25 AM | Salario: S/. $180000 per year | Empresa: T. Rowe Price
CUSO Compliance Monitoring and Training Officer
of compliance rules and regulations (FED, OCC, NYDFS, SEC, FINRA) · Experience reading and interpreting laws, rules... Process and Methodology. - General rules and regulations knowledge (FED, OCC, NYDFS, SEC, FINRA);MS Office...
Lugar: New York City, NY | 04/12/2024 00:12:51 AM | Salario: S/. $150000 - 180000 per year | Empresa: Crédit Agricole
CUSO Compliance Monitoring and Training Officer
, NYDFS, SEC, FINRA) · Experience reading and interpreting laws, rules and regulations · Experience with testing... rules and regulations knowledge (FED, OCC, NYDFS, SEC, FINRA);MS Office - Strong analytical, problem-solving...
Lugar: New York City, NY | 03/12/2024 19:12:07 PM | Salario: S/. $150000 - 180000 per year | Empresa: Crédit Agricole CIB
GCIB Credit Quality Control (First Line) - Associate
of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities...
Lugar: New York City, NY | 24/11/2024 01:11:12 AM | Salario: S/. $150000 - 180000 per year | Empresa: MUFG
Credit Risk Manager, Vice President
of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities...
Lugar: New York City, NY | 01/01/2025 03:01:01 AM | Salario: S/. $142000 - 180000 per year | Empresa: MUFG