IT Senior Auditor, Vice President
) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National...
Senior Corporate Paralegal
onboarding, stock exchange applications, FINRA filings, selling stockholder matters, closing documents, closing volumes and board...
Lugar: New York City, NY | 21/12/2024 23:12:35 PM | Salario: S/. $120000 - 180000 per year | Empresa: MAP Staffing Solutions Group
Senior Corporate Paralegal
letters, transfer agent onboarding, stock exchange applications, FINRA filings, selling stockholder matters, closing documents...
Lugar: USA | 20/12/2024 00:12:48 AM | Salario: S/. $120000 - 180000 per year | Empresa: Fenwick & West
Asset & Wealth Management - Vice President - Marketing Supervisory Manager - New York, NY
with Compliance and Legal teams in order to help ensure adherence to SEC, FINRA and firm regulations and guidelines Attend..., supervision, controls, risk or audit experience Minimum licensing requirement: FINRA Series 7 and Series 24 Strong attention...
Lugar: New York | 27/01/2025 18:01:18 PM | Salario: S/. $114000 - 180000 per year | Empresa: JPMorgan Chase
Corporate Tax, Vice President
Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material...
Lugar: New York City, NY | 09/11/2024 19:11:09 PM | Salario: S/. $134000 - 179000 per year | Empresa: MUFG
Vice President, Client Implementations
. Team-player mentality, attention to detail and appetite to learn. FINRA SIE or Series 7 preferred...
Lugar: New York City, NY | 24/01/2025 19:01:01 PM | Salario: S/. $97000 - 179000 per year | Empresa: BNY Mellon
Senior Manager, Business Unit Risk
of recent regulatory developments with a specific focus on disclosure obligations. Active FINRA Series 7 and 24 licenses...
Lugar: USA | 01/02/2025 19:02:16 PM | Salario: S/. $87800 - 178900 per year | Empresa: Charles Schwab
Sr. Relationship Manager Mid Market-Northern California
What you will bring FINRA 6 and 63 registration required within corporate-established timelines FINRA fingerprinting required Bachelor...
Lugar: San Jose, CA | 29/01/2025 03:01:57 AM | Salario: S/. $123000 - 178350 per year | Empresa: Empower Annuity Insurance
Senior Principal Consultant
, FINCEN, FINRA, and other regulatory bodies;C++, Java, Javascript, shell scripting, Python;Experience in developing AML...
Lugar: New York City, NY | 24/01/2025 23:01:04 PM | Salario: S/. $87000 - 178100 per year | Empresa: Oracle
VP, Liquidity Management
Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material...
Lugar: New York City, NY | 12/12/2024 18:12:13 PM | Salario: S/. $143000 - 177000 per year | Empresa: MUFG