Empleos de Finra - Trabajos de Finra

also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE...

Lugar: USA | 05/10/2024 00:10:30 AM | Salario: S/. $58650 - 75900 per year | Empresa: U.S. Bank

exams and mock exams preferred. Knowledge of CFTC / NFA as well as FINRA requirements is a plus. Additional...

Lugar: San Francisco, CA | 05/10/2024 00:10:54 AM | Salario: S/. $120000 - 150000 per year | Empresa: IQ-EQ

with and managing a SharePoint site At least 5 years of comparable/transferable experience FINRA Requirements: FINRA licenses...

Lugar: Baltimore, MD | 05/10/2024 00:10:07 AM | Salario: S/. $65000 - 111500 per year | Empresa: T. Rowe Price

firm, or JD Working knowledge of the IA Act of 1940, the ICA of 1940, FINRA or NFA/CFTC regulations a plus Additional...

Lugar: Dallas, TX | 05/10/2024 00:10:20 AM | Salario: S/. $65000 - 80000 per year | Empresa: IQ-EQ

Mutual of Omaha Investor Services, Inc., Member FINRA/SIPC. Investment Advisor Representatives offer advisory services...

Lugar: Omaha, NE | 05/10/2024 00:10:53 AM | Salario: S/. No Especificado | Empresa: Mutual of Omaha

also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE...

Lugar: Saint Louis, MO | 05/10/2024 00:10:17 AM | Salario: S/. $64685 - 83710 per year | Empresa: Elavon

of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities...

Lugar: New York City, NY | 05/10/2024 00:10:27 AM | Salario: S/. No Especificado | Empresa: MUFG

FINRA Requirements FINRA licenses are not required and will not be supported for this role. Work Flexibility This role...

Lugar: Owings Mills, MD | 05/10/2024 00:10:53 AM | Salario: S/. $83000 - 141000 per year | Empresa: T. Rowe Price

exams and mock exams preferred. Knowledge of CFTC / NFA as well as FINRA requirements is a plus. Additional...

Lugar: San Francisco, CA | 04/10/2024 23:10:39 PM | Salario: S/. $120000 - 150000 per year | Empresa: IQ-EQ

(SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. All unlicensed...

Lugar: Monticello, NY | 04/10/2024 23:10:50 PM | Salario: S/. No Especificado | Empresa: JPMorgan Chase