Premier Advisor - Northlake/Toco Hills

. A minimum of Securities Industry Essentials (SIE), FINRA Series 7, 66 (63 and 65 in lieu of 66) and applicable Insurance... date. Active FINRA licenses must be transferred within 60 days of job entry date. Must be SAFE Mortgage Licensing Act compliant...

Lugar: Atlanta, GA | 15/01/2026 00:01:15 AM | Salario: S/. No Especificado | Empresa: Truist

Head of Merchant Private Capital

Insurance Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg...

Lugar: USA | 15/01/2026 00:01:44 AM | Salario: S/. $143905 - 169300 per year | Empresa: U.S. Bank

Mortgage Loan Originator

(FDIA). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G...

Lugar: Fort Collins, CO | 15/01/2026 00:01:42 AM | Salario: S/. No Especificado | Empresa: U.S. Bank

VP, Financial Consultant - Roseville, CA

clients - this role is for you. What you have Required Qualifications: A valid and active FINRA Series 7 license... required Obtaining or acquiring FINRA Series 66 (63/65) license and Life & Health Insurance as it will be required during your tenure...

Lugar: Roseville, CA | 15/01/2026 00:01:26 AM | Salario: S/. $80000 - 110000 per year | Empresa: Charles Schwab

Sales Supervision Officer

success in a previous related field Broker-dealer regulatory and/or compliance experience Preferred licenses FINRA Series 7..., 24, 63, 65, 66 Must have securities and insurance product knowledge and regulation knowledge including FINRA, SEC, MSRB...

Lugar: Pasadena, CA | 15/01/2026 00:01:11 AM | Salario: S/. No Especificado | Empresa: East West Bank