Familiar with FCA regulations, in particular motor finance. Experience providing feedback relating to outcome results...
will be in touch. As a business regulated by the FCA we would advise you to familiarise yourself with the conduct regulations...
by: Managing a portfolio of FCA CASS clients, ensuring audits are delivered on time and to the required quality standards...
must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime... by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety: Honesty, integrity...
as required by Brown Shipley to meet the company's agreed business plan To conduct your business in accordance with FCA Rules and Internal...
required standards for providing fair financial advice and services to our customers, adhering to FCA regulations You will ensure the...
FCA, Central Bank of Ireland, Bank of Canada, and others. This is a high-visibility role with significant opportunities... such as the Financial Conduct Authority (FCA), Central Bank of Ireland (CBI), and Bank of Canada, particularly regarding licensing...
obligations under MAR and FCA requirements, while continuously strengthening the effectiveness, efficiency, and maturity of the... detection capability and reduce false positives. Governance, Risk & Regulatory Compliance Ensure ongoing compliance with FCA...
of international regulations in the way that we carry out our work. This position is involved in work that is regulated by the FCA...
to detail, and full compliance with company policies, procedures, and industry regulations (including FCA requirements...