Senior Auditor
Job Description: Senior Internal Auditor Are you an Internal Auditor with experience working in FCA regulated...
Job Description: Senior Internal Auditor Are you an Internal Auditor with experience working in FCA regulated...
of international regulations in the way that we carry out our work. This position is involved in work that is regulated by the FCA...
Roles) are assessed as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms...
of the team Delivering insurance recommendations to clients at both new business and renewal within FCA and consumer duty...
with all relevant Company and regulatory obligations (including adherence to FCA rules (including FCA CONC rules, delivering fair... customer outcomes TCF, FCA, CCA, DPA). We are Tandem - Where impact meets innovation Tandem is the UK's greener digital...
into product Regulatory alignment: Work with regulatory team to map expectations from AML/CTF regimes (e.g., FATF, FFIEC, FCA...
as a subject matter expert in areas such as regulatory compliance (FCA, PRA), fraud prevention, customer experience (CX...
Familiar with FCA regulations, in particular motor finance. Experience providing feedback relating to outcome results...
in all that we do Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA regulations...
: Strong experience within Trustee and Depositary, Fund Administration or Asset Servicing In-depth knowledge of FCA, CASS UCITS and AIFMD...