from internal sources. Ensure that the Sales Team present the approved Finance presentation, in accordance with FCA regulations...
to motivate retail teams Skilled at generating sustainable leads, managing OEM relationships, and driving upsell campaigns FCA...
. Familiarity with FCA permissions and mortgage distribution models. CeMap qualification or equivalent (preferred but not essential...
and / or Financial Services regulated industries. Familiarity with FCA regulations and operational compliance, inc operational...
from internal sources. Ensure that the Sales Team present the approved Finance presentation, in accordance with FCA regulations...
working knowledge of relevant regulations (e.g. FCA Handbook, JMLSG, FATF, MLRs, PSRs) A degree (2:1 or above) â³ 3+ years...
and associated regulatory obligations. You have strong technical knowledge of FCA regulatory frameworks relevant to authorised firms..., particularly investment businesses, including SYSC, COBS, AIFMD, MiFID, and FCA FUND requirements. You have experience managing...
Maintain full FCA compliance and accurate client records About You Fully CeMAP (or equivalent) qualified Proven... Lancashire, Shared Ownership Mortgage Broker, Whole of Market Adviser, CeMAP Qualified Mortgage Advisor, FCA Compliant Mortgage...
: Final: Values-based Interview & Co-founder Final *As an FCA-regulated business, we conduct background checks (DBS and AML...
and associated regulatory obligations. You have strong technical knowledge of FCA regulatory frameworks relevant to authorised firms..., particularly investment businesses, including SYSC, COBS, AIFMD, MiFID, and FCA FUND requirements. You have experience managing...