Investment Advisor
, you should possess the following essential skills and qualifications: Industry qualifications at FCA Level 4 and/or CFA, with the...
, you should possess the following essential skills and qualifications: Industry qualifications at FCA Level 4 and/or CFA, with the...
with legislation, Consumer Duty, FCA regulations and policies and procedures. Keeping things safe and sound in branch, especially when...
and cooperative with the FCA, the PRA and other regulators Pay due regard to the interests of customers and treat them fairly...
) with clear AUM track record. Relevant professional qualifications - minimum CISI Level 4 (CFA, CISI, or equivalent) with FCA...
the code of conduct which incorporates the PRA and FCA Conduct. Undertake training on Beazley policies and procedures...
meetings when required to assist with cash-flow modelling and technical discussions Maintain compliance with FCA guidelines... knowledge of FCA COBS suitability requirements Strong organisational skills and attention to detail, with the ability to manage...
will also become responsible for ensuring compliance with Munich Re's Code of Conduct and the FCA Conduct Rules. Benefits: You will be rewarded...
and RFPs Ensure compliance with internal governance and FCA regulatory requirements About You Minimum 2 years...
in line with FCA regulations What's on Offer Basic salary up to £65,000, depending on experience Attractive bonus...
to FCA regulations Do you have what it takes to be a Evans Halshaw colleague? We’re looking for someone who...