to detail, and full compliance with company policies, procedures, and industry regulations (including FCA requirements...
and associated regulatory obligations. You have strong technical knowledge of FCA regulatory frameworks relevant to authorised firms..., particularly investment businesses, including SYSC, COBS, AIFMD, MiFID, and FCA FUND requirements. You have experience managing...
from internal sources. Ensure that the Sales Team present the approved Finance presentation, in accordance with FCA regulations...
rates Desirable: Experience within insurance or financial services, particularly working under FCA regulations Attention...
and global markets. As a licensed Electronic Money Institution (EMI) authorised by the UK Financial Conduct Authority (FCA), the...
Conduct Authority (FCA), the UK financial services regulator, to undertake regulated activities on behalf of its clients... with integrity Must act with due skill, care and diligence Must be open and cooperative with the FCA and other regulators Must pay...
Strategy and fully adheres to FCA‑regulated processes. Guide and support the broking team, allocating responsibilities... understanding of compliance and FCA regulation Ability to work well as part of a team Demonstrate integrity and professionalism...
, lenders, solicitors and introducers Maintain accurate records in line with FCA and regulatory requirements...
to FCA regulations Do you have what it takes to be a Evans Halshaw colleague? We’re looking for someone who...
Ability to prioritise workloads in a fast-paced, KPI-driven setting Good understanding or awareness of FCA regulations...