compliance (FCA/PRA). Proven experience in a senior leadership compliance or governance role within financial services (FCA/PRA... with business agility and growth priorities. Desirable Professional qualifications (e.g. ICA, ICSA, IRM, FCA authorised...
to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual Accountability Regime... and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following...
to FCA regulations Do you have what it takes to be a Evans Halshaw colleague? We’re looking for someone who...
understanding of compliance and FCA regulation. How we support our colleagues In addition to our comprehensive benefits package...
meetings when required to assist with cash-flow modelling and technical discussions Maintain compliance with FCA guidelines... knowledge of FCA COBS suitability requirements Strong organisational skills and attention to detail, with the ability to manage...
, and inclusion. It strengthens our business and brings value to our clients. Your expertise chartered Financial Planner. FCA...
regulatory requirements, including FCA rules and broader UK/EU financial regulations. This is a hands-on role suited...
, particularly those set by the FCA, PRA, and financial crime legislation. Why join us? Join a collaborative and inclusive... arising from Group Compliance monitoring activity. What you'll need to have Understanding of the FCA and PRA regulatory...
in line with FCA regulations What's on Offer Basic salary up to £65,000, depending on experience Attractive bonus...
from submission to completion Liaise with lenders, solicitors and estate agents across London Maintain full FCA compliance...