Familiar with FCA regulations, in particular motor finance. Experience providing feedback relating to outcome results...
required standards for providing fair financial advice and services to our customers, adhering to FCA regulations Do you have what it...
Posting Description: Senior Internal Auditor Are you an Internal Auditor with experience working in FCA regulated...
and understanding of FCA rules and how to comply with them is desirable, but not essential. A strong customer service focus...
. Taking end-to-end ownership of complaints, ensuring adherence to internal policy and FCA regulations. Analysing complaint... processes. What excites us 3+ years of complaints handling experience within an FCA-regulated environment. Practical...
standards. Working knowledge of FCA compliance rules. Competent user of insurance client system;Acturis an advantage...
packages Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA...
with regulatory returns via RegData Supporting Adviser permissions, registrations and updates through FCA Connect Liaising... or financial planning environment Some experience or strong exposure to RegData regulatory returns and FCA Connect Adviser...
and associated regulatory obligations. You have strong technical knowledge of FCA regulatory frameworks relevant to authorised firms..., particularly investment businesses, including SYSC, COBS, AIFMD, MiFID, and FCA FUND requirements. You have experience managing...
into product Regulatory alignment: Work with regulatory team to map expectations from AML/CTF regimes (e.g., FATF, FFIEC, FCA...